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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-05 |
| UT | RA | APPROVED | 2015-09-30 |
Branch Locations
1260 E Stringham Avenue Suite 300, Salt Lake City, UT 84106-2963 • United States
Cottonwood Heights, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Salt Lake City | UT | 09/2015 | Present |
| City National Bank | Salt Lake City | UT | 05/2020 | Present |
(1) SPY HOP; ADDRESS: 669 S WEST TEMPLE, STE 202, SALT LAKE CITY , UT 84101; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 05/01/17; CAPACITY: INVESTMENT COMMITTEE VOLUNTEER; DUTIES: FUND-RAISING; HOURS DEVOTED PER WEEK: 4 HOURS/YR; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (2) FLORAVELO; ADDRESS: 16767 BERNARDO CTR. DR. #270700, SAN DIEGO CA 92198, NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: CYCLEWEAR FOR WOMEN; CAPACITY: OTHER - AMBASSODOR FOR FLORAVELO ALONG WITH MY 7 CYCLING TEAMMATES; START DATE: 04/01/2019; DUTIES: ALLOW FLORAVELO TO USE MY CYCLING TEAM PHOTO ON THEIR WEBSITE, POSTCARDS AND OTHER ADVERTISEMENTS TO PROMOTE FLORAVELO WOMENT'S CLYCLING JERSEYS; HOURS DEVOTED PER MONTH: 00; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 00;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-05-16 |
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