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James Christopher Treat

Wright Investors Service Inc

Shelton, CT

Batesville, AR

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Current Employers
Wright Investors Service Inc

2 Corporate Drive Suite 770, Shelton, CT 06484 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-14
  • CT RA
    APPROVED
    Since 2025-10-14

Branch Locations

2 Corporate Drive Suite 770, Shelton, CT 06484 • United States

Batesville, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Batesville AR 01/2016 11/2017
Lpl Financial Llc Batesville AR 11/2017 04/2018
Wright Investors Service Inc Shelton CT 04/2025 Present
The Citizens Bank Batesville AR 06/2023 05/2024
First Community Bank Batesville AR 02/2008 05/2023
Assured Trust Company Overland Park KS 06/2024 01/2025
  • 01/2016 → 11/2017
    Investment Centers Of America
    Batesville, AR
  • 11/2017 → 04/2018
    Lpl Financial Llc
    Batesville, AR
  • 04/2025 → Present
    Wright Investors Service Inc
    Shelton, CT
  • 06/2023 → 05/2024
    The Citizens Bank
    Batesville, AR
  • 02/2008 → 05/2023
    First Community Bank
    Batesville, AR
  • 06/2024 → 01/2025
    Assured Trust Company
    Overland Park, KS
Previous Registrations
  • 2010-02-08 → 2011-11-10
    Swbc Investment Company
    San Antonio, TX
  • 2005-06-29 → 2008-03-03
    Waddell & Reed
    Searcy, AR
    Springfield, MO
    Springfield, MO
    Springfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-31
S65 Uniform Investment Adviser Law Examination 2005-06-28
S63 Uniform Securities Agent State Law Examination 2005-02-28
  • S66 Uniform Combined State Law Examination
    2025-03-31
  • S65 Uniform Investment Adviser Law Examination
    2005-06-28
  • S63 Uniform Securities Agent State Law Examination
    2005-02-28
Other Names
  • Chris Treat

View on SEC IAPD

Other Firms

MML INVESTORS SERVICES, LLC
RB CAPITAL MANAGEMENT, LLC
THE WINTHROP CORPORATION
WRIGHT PRIVATE ASSET MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PROCYON
AST INVESTMENT SERVICES, INC.

Other Investors

JOSEPH JOHN TODICE
CHARLES MELFORD HITE
JOHN MEAD FOREMAN
ANDREW DOMINICK ROSELLI
DANIELA GERHARD
JEREMY HUS
CHRISTOPHER HOLLEY
BRIAN MICHAEL WARD

Other Offices

MML INVESTORS SERVICES, LLC · SHELTON, CT
RB CAPITAL MANAGEMENT, LLC · Shelton, CT
THE WINTHROP CORPORATION · SHELTON, CT
WRIGHT PRIVATE ASSET MANAGEMENT LLC · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · SHELTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT

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