Alexandre Luiz Santos Leal

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-06
FL	RA	APPROVED	2022-04-18

TX RA
APPROVED

Since 2024-03-06
FL RA
APPROVED

Since 2022-04-18

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Miami	FL	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Miami	FL	11/2016	06/2021
Morgan Stanley Smith Barney Llc	Aventura	FL	06/2021	Present
Morgan Stanley Private Bank, N.A	New York	NY	08/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Miami, FL
11/2016 → 06/2021

Wells Fargo Clearing Services, Llc

Miami, FL
06/2021 → Present

Morgan Stanley Smith Barney Llc

Aventura, FL
08/2021 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-04-16
S63	Uniform Securities Agent State Law Examination	2021-08-27

S66 Uniform Combined State Law Examination

2022-04-16
S63 Uniform Securities Agent State Law Examination

2021-08-27

Other Names

Alexandre Santos Leal
Alexandre L Santos Leal

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews