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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-02 |
| CO | RA | APPROVED | 2024-08-01 |
Branch Locations
760 Horizon Drive Suite 402, Grand Junction, CO 81506 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 05/2013 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Grand Junction | CO | 02/2023 | 08/2024 |
| Unemployed | Grand Junction | CO | 09/2022 | 02/2023 |
| Raymond James Financial Services, Inc. | Grand Junction | CO | 08/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Grand Junction | CO | 08/2024 | Present |
| Mt. Garfield Wealth Management Group | Grand Junction | CO | 08/2024 | Present |
Mt. Garfield Wealth Management Group. Not investment related. Grand Junction, CO. DBA/Support Company. Advisor. Started: 08/2024. 0 hours per month. 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-29 |
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