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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-10-31
  • CT RA
    APPROVED
    Since 2019-10-31

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Hamden, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank North Haven CT 04/2016 10/2019
Citizens Securities, Inc North Haven CT 04/2016 10/2019
Gwfs Equities, Inc Greenwood Village CO 10/2019 Present
  • 04/2016 → 10/2019
    Citizens Bank
    North Haven, CT
  • 04/2016 → 10/2019
    North Haven, CT
  • 10/2019 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Previous Registrations
Other Businesses

Hartconn Associates, Inc. / Agent of Record. Consulting firm. No financial interest or compensation received as agent of record.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-01
S63 Uniform Securities Agent State Law Examination 2007-03-30
  • S65 Uniform Investment Adviser Law Examination
    2016-11-01
  • S63 Uniform Securities Agent State Law Examination
    2007-03-30
Designations
  • Chartered Financial Consultant
Other Names
  • Daryl F (Sr) Wells
  • Daryl Flynn Wells
  • Daryl Flynn Wells
  • Daryl F Wells

View on SEC IAPD

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