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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-10-31 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Hamden, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | North Haven | CT | 04/2016 | 10/2019 |
| Citizens Securities, Inc | North Haven | CT | 04/2016 | 10/2019 |
| Gwfs Equities, Inc | Greenwood Village | CO | 10/2019 | Present |
Hartconn Associates, Inc. / Agent of Record. Consulting firm. No financial interest or compensation received as agent of record.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-30 |
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