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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-03-29
  • TX RA
    APPROVED_RES
    Since 2012-03-29

Branch Locations

4001 Carmichael Rd, Montgomery, AL 36106 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce,Fenner & Smith Inc Montgomery AL 08/1994 Present
  • 08/1994 → Present
    Merrill Lynch, Pierce,Fenner & Smith Inc
    Montgomery, AL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-04-01
  • S63 Uniform Securities Agent State Law Examination
    1996-04-01

View on SEC IAPD

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