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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-31 |
Branch Locations
8991 E Mountain View Rd, Scottsdale, AZ 85258 • United States
8601 N Scottsdale Rd Ste 150 [Tl-Rbo], Scottsdale, AZ 85253 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank | Phoenix | AZ | 05/2016 | 05/2022 |
| Schwab Wealth Advisory Inc | Phoenix | AZ | 05/2022 | 05/2025 |
| Unemployed | Phoenix | AZ | 05/2025 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 10/2025 | Present |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 07/1999 | 05/2025 |
| Schwab Private Client Investment Advisory, Inc. | Phoenix | AZ | 07/2012 | 05/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-06 |
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