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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-01-23
  • PA RA
    APPROVED
    Since 2018-01-23

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

1200 Camp Hill Bypass Suite 203, Camp Hill, PA 17011 • United States

Dover, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Harrisburg PA 11/2012 Present
Kestra Financial, Inc. Camp Hill PA 01/2018 Present
  • 11/2012 → Present
    Royal Alliance
    Harrisburg, PA
  • 01/2018 → Present
    Kestra Financial, Inc.
    Camp Hill, PA
Previous Registrations
  • 2012-12-04 → 2018-01-25
    Camp Hill, PA
    Scottsdale, AZ
  • 2005-11-02 → 2012-11-28
    National Planning Corporation
    Harrisburg, PA
  • 2005-01-31 → 2005-11-03
    Harrisburg, PA
Other Businesses

Business Name: Questmont Strategic Wealth Advisors Investment Related: Yes Address: 1200 Camp Hill Bypass, Suite 203 Camp Hill PA 17011 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 1/1/1998 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: Financial advisor conducting planning and face too face meetings with clients Business Name: Kestra Advisory Services, LLC. Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 1/31/2018 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: Financial advisor conducting planning and face to face meetings with clients Business Name: BODEN WEALTH POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 10/24/2024 ADDRESS: 1027 Mumma Road, Lemoyne PA 17043 DESCRIPTION: Financial advisor conducting planning and face too face meetings with clients

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-19
S63 Uniform Securities Agent State Law Examination 1995-01-09
  • S65 Uniform Investment Adviser Law Examination
    2004-05-19
  • S63 Uniform Securities Agent State Law Examination
    1995-01-09

View on SEC IAPD

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