Best Investors Account Sign in
Claim This Profile
Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-11-16
  • PA RA
    APPROVED
    Since 2012-11-16

Branch Locations

161 Washington St Suite 1111, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 05/2012 Present
  • 05/2012 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
Previous Registrations
  • 2009-09-23 → 2010-11-30
    Directed Services Llc
    West Chester, PA
    West Chester, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-21
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2009-09-21
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Conshohocken, PA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor