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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-11-16
  • PA RA
    APPROVED
    Since 2012-11-16

Branch Locations

161 Washington St Suite 1111, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 05/2012 Present
  • 05/2012 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
Previous Registrations
  • 2009-09-23 → 2010-11-30
    Directed Services Llc
    West Chester, PA
    West Chester, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-21
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2009-09-21
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

View on SEC IAPD

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