Edward Wise Kaiser

Employer firm

Hbw Advisory Services LLC CRD 143665

$1.75B regulatory AUM 12 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → 06/2017
  Hbw Securities Llc
  Simi Valley, CA
• 08/2005 → Present
  Hbw Insurance And Financial Services, Inc.
  Simi Valley, CA
• 09/2005 → 06/2020
  Pathway Financial Design
  Grand Rapids, MI
• 07/2008 → 12/2023
  Hbw Advisory Services Llc
  Simi Valley, CA
• 02/2006 → Present
  Eck Services, Inc.
  Farmington Hills, MI
• 06/2023 → 12/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2017 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA

Previous Registrations

• 2023-06-29 → 2023-12-31
  Cetera Investment Advisers Llc
  Farmington Hills, MI
• 2017-07-10 → 2023-06-29
  Cetera Wealth Services, Llc
  Farmington Hills, MI

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 06/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: ECK SERVICES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BUSINESS ENTITY FOR TAX PURPOSES START DATE: 02/2006 POSITION: OWNER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OWNER 3. NAME OF OTHER BUSINESS: PRINCE OF PEACE LUTHERAN CHURCH ; INVESTMENT RELATED: NO ; ADDRESS: 28000 NEW MARKET ROAD FARMINGTON HILLS MI ; NATURE OF BUSINESS: RELIGIOUS ; START DATE: 07/2019 ; POSITION: CONGREGATIONAL PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 1-2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2 ; BRIEF DESCRIPTION OF DUTIES: CHAIR MONTHLY MEETINGS, COORDINATE FUNCTIONS OF ALL CHURCH BOARDS AND EX-OFFICIO MEMBER OF ALL CHURCH BOARDS ; 4. NAME OF OTHER BUSINESS: DAVE RAMSEY FINANCIAL PEACE UNIVERSITY INVESTMENT RELATED: NO ADDRESS: 28000 NEW MARKET ROAD FARMINGTON HILLS MI NATURE OF BUSINESS: BUDGETING START DATE: 08/2010 POSITION: FINANCIAL PEACE UNIVERSITY COORDINATOR GUIDE APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PEACE UNIVERSITY COORDINATOR GUI 5. NAME OF OTHER BUSINESS: HBW INSURANCE & FINANCIAL SERVICES, INC. DBA HBW PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SALE OF LIFE, DISABILITY, LONG-TERM CARE INSURANCE AND FINANCIAL SERVICES START DATE: 8/2005 POSITION/TITLE/RELATIONSHIP: AGENT/REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: OBTAIN INSURANCE QUOTES, TAKE APPLICATIONS, FINALIZE SALES

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-12-08
• S63 Uniform Securities Agent State Law Examination
  1994-05-16

Other Names

• Edward W Kaiser