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34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-02-12 |
Branch Locations
2035 Cattlemen Rd., Sarasota, FL 34232 • United States
11215 Us 301 N, Parrish, FL 34219 • United States
3740 Bee Ridge Road, Sarasota, FL 34233 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Naples | FL | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Naples | FL | 11/2016 | 11/2018 |
| Fifth Third Bank | Venice | FL | 11/2018 | Present |
| Fifth Third Securities | Venice | FL | 02/2019 | Present |
Parrilla Builders - Bradenton, FL - commercial construction - signer - nominal hrs/mo (0 during mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-02 |
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