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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-29 |
| CA | RA | APPROVED | 2026-07-27 |
Branch Locations
400 Capitol Mall Suite 900, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chavez Property Management | Sacramento | CA | 06/2009 | 07/2021 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 04/2026 | 06/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 08/2021 | 04/2026 |
| Jpmorgan Chase | Sacramento | CA | 08/2013 | 03/2020 |
| Massmutual Life Insurance Co. | Sacramento | CA | 07/2026 | Present |
| Mml Investors Services Llc | Sacramento | CA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-04 |
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