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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1999-12-02 |
Branch Locations
2001 W Ferguson Rd Ste 2000, Mt. Pleasant, TX 75455 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Linsco Private Ledger | Mt. Pleasant | TX | 12/1999 | Present |
1. 06/28/2022 - C2 Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 06/21/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-17 |
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