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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-18
  • TX RA
    APPROVED
    Since 2023-10-18

Branch Locations

509 W. 1St Street, Mount Pleasant, TX 75455 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 03/2010 10/2023
Raymond James Financial Services, Inc. Mount Pleasant TX 10/2023 Present
Raymond James Financial Services Advisors, Inc. Mount Pleasant TX 10/2023 Present
Durrum Wealth Management Mount Pleasant TX 10/2023 Present
Previous Registrations
  • 2010-06-24 → 2023-10-23
    Mt Pleasant, TX
    St Louis, MO
    Mt Pleasant, TX
Other Businesses

(1)Name of Business: Durrum Properties LLC Address: 235 Farm Road 2348, Mount Pleasant , TX, 75455, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/23/2013 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I don't have any responsibilities, my wife and our CPA takes care of it. (2)Name of Business: Durrum Wealth Management Address: 509 W 1st St, Mount Pleasant, TX, 75455-4336, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Associate/Employee Investment Related: No Start Date: 10/18/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Owner and Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-23
  • S66 Uniform Combined State Law Examination
    2010-06-23
Other Names
  • Frank Durrum
  • Frank Dalton Durrum

View on SEC IAPD

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