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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-07-30 |
| TX | RA | APPROVED | 2026-07-29 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Co.,Inc. | Phoenix | AZ | 04/2000 | 10/2019 |
| Edward Jones | Tempe | AZ | 11/2019 | 06/2020 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2020 | 10/2021 |
| J.P. Morgan Securities Llc | Tempe | AZ | 05/2023 | 07/2026 |
| Unemployed | Paradise Valley | AZ | 11/2021 | 04/2023 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 07/2026 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 07/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 07/2026 | Present |
| Self-Employed | Paradise Valley | AZ | 07/2023 | Present |
NAME OF BUSINESS: SELF-EMPLOYED INVESTMENT-RELATED ADDRESS: PARADISE VALLEY, AZ NATURE OF BUSINESS: SELF-REGULATORY ORGANIZATION POSITION: CONTRACTED WITH FINRA START DATE: 07/2023 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FINRA NON-PUBLIC ARBITRATOR NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: PARADISE VALLEY, AZ NATURE OF BUSINESS: AZ LIFE AND HEALTH INSURANCE POSITION: N/A START DATE: 03/2020 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-08 |
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