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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-09-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 06/2014 | 07/2017 |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2020 | 09/2023 |
| E*Trade Capital Management Llc | Alpharetta | GA | 06/2020 | 09/2023 |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| Morgan Stanley | Alpharetta | GA | 09/2023 | Present |
| E*Trade Securities Llc | Alpharetta | GA | 07/2017 | 06/2020 |
*637588 - Door Dash; Investment related-No; San Francisco, California; Retail/Online Stores, Automotive/Transportation; Employee (proprietor, partner, officer, director, employee, trustee, agent); 04/2025; During business hours: 0; After business hours: 20; Customer Service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-28 |
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