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1955 Field Court Suite 203, Lake Forest, IL 60045 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-02-13 |
Branch Locations
1955 Field Court Suite 203, Lake Forest, IL 60045 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Exi Investment Partners | Lake Forest | IL | 02/2020 | Present |
| Parallel49 Equity | Lake Forest | IL | 08/2006 | Present |
Name: 37 Baking Holdings LLC, holding company, private equity investment related holding company for 37th Street Bakery LLC commercial bakery. Address: 3700 S. Kedzie Ave, Chicago, IL 60632 Nature of business: Holding company Chairman of Board of Managers Start Date: April 26, 2022 Approximate hours per month devoted: 8. This is not securities trading activity but approximately 50% of which are devoted during securities trading hours. Duties: Attendance at periodic board meetings, review of financial information and related holding company activity
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-25 |
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