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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-03 |
| TX | RA | APPROVED | 2022-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsford | NY | 07/2004 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pittsford | NY | 06/2022 | Present |
| Not Employed | Rio Verde | AZ | 01/2022 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-09 |
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