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Barry Vaughn Bond

Wells Fargo Clearing Services, LLC

Chapel Hill, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2012-08-22
  • NC RA
    APPROVED
    Since 2012-08-22

Branch Locations

1220 Environ Way Ste 1220 [R2-Rbo], Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Raleigh NC 08/2012 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
Previous Registrations
  • 2005-01-03 → 2012-08-27
    Truist Investment Services, Inc.
    Chapel Hill, NC
    Chapel Hill, NC
    Chapel Hill, NC
  • 2003-02-11 → 2005-01-03
    Ncf Financial Services, Inc.
    Chapel Hill, NC
  • 2002-10-24 → 2003-01-21
    Jbs Liberty Securities, Inc.
    Raleigh, NC
Other Businesses

TRUSTEE FEES FOR BROTHER'S TRUST, INV RELATED, PITTSBORO, NC, START: 4/1/2002, 1 HR/MONTH, 0 HRS DURING TRADING.; TRUSTEE FOR BROTHER'S TRUST, INV RELATED, PITTSBORO, NC, START: 10/01/2014, 1 HR/MONTH, 1 HR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-10
  • S66 Uniform Combined State Law Examination
    2001-07-10

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
HIGHTOWER ADVISORS, LLC

Other Investors

DENNIS CLEVELAND GREENWAY
JOSEPH BERNARD FOX
CRAIG ALAN SULLIVAN
PAUL T BODE
MILTON S BROWN
TODD DAVID YOUNG
Matthew Kent Inman
Colin James Bates

Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC
FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
RBC CAPITAL MARKETS, LLC · Chapel Hill, NC
TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC
ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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