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Ellis Wealth Advisors, LLC CRD 342527
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1157 Nance Rd, Madison, AL 35757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2026-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Huntsville | AL | 01/2015 | 06/2024 |
| Raymond James Financial Services Advisors Inc. | Huntsville | AL | 01/2015 | 06/2024 |
| University Of Al At Huntsville Lifelong Learning In | Huntsville | AL | 01/2017 | 03/2017 |
| Ellis Land Company, Llc. | Madison | AL | 03/2017 | Present |
| Finra | Various | AL | 01/2016 | 04/2024 |
| Sowell Management Services Dba Ellis Wealth Advisors Llc | Madison | AL | 01/2015 | 07/2026 |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2024 | Present |
| Ellis Wealth Advisors, Llc | Madison | AL | 07/2026 | Present |
1) Ellis Land Company, LLC. Not Investment Related. 201 Hawks Crest Dr NW, Madison, AL 35757. Real Estate. Owner. 10/1/2017. Hrs/month 4 with 0 during trading hours. Ellis Land Company owns the building located at 1157 Nance Rd that my business resides in. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/Traditional Insurance. Agent. 6/10/2024. Hrs/month 10 all during trading hours. Provide insurance advice based on the needs of client(s). 4) PKSF. Investment Related. At Registered Location. Fixed/Traditional Insurance. Agent. 6/10/2024. Hrs/month 10 all during trading hours. Provide insurance advice based on the needs of client(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-29 |
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