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James Franklin Kelley

Tiaa-Cref Individual & Institutional Services, LLC

Birmingham, AL

Canton, GA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-07-19
  • GA RA
    APPROVED
    Since 2022-07-19

Branch Locations

2545 Highland Avenue Suite 100, Birmingham, AL 35205 • United States

Canton, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Atlanta GA 01/2001 11/2020
Tiaa Atlanta GA 01/2001 11/2020
Valic Financial Advisors, Inc. Houston TX 04/2022 06/2022
Tiaa-Cref Individual & Institutional Services, Llc Dawsonville GA 06/2022 Present
Tiaa Dawsonville GA 06/2022 Present
Guidestone Financial Services Dallas TX 11/2020 04/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-02
S63 Uniform Securities Agent State Law Examination 2001-02-23
  • S66 Uniform Combined State Law Examination
    2007-11-02
  • S63 Uniform Securities Agent State Law Examination
    2001-02-23
Other Names
  • James Franklin Kelley
  • James Franklin Kelley
  • James Kelley

View on SEC IAPD

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