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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-08-02
TX RA APPROVED_RES 2017-06-28
IL RA APPROVED 2013-03-19
  • FL RA
    APPROVED
    Since 2017-08-02
  • TX RA
    APPROVED_RES
    Since 2017-06-28
  • IL RA
    APPROVED
    Since 2013-03-19

Branch Locations

1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Sarasota FL 02/2013 11/2016
Wells Fargo Clearing Services, Llc Sarasota FL 11/2016 Present
Other Businesses

MILO'S LAWN SERVICE, LLC. NOT INVESTMENT RELATED, LOCKPORT, IL. 100% OWNER W/SPOUSE, START: 3/27/2015, 20 HOURS/MONTH, 0 DURING TRADING, FACILITATE PAPERWORK AS VICE PRESIDENT AND SECRETARY. PUBLIX; NOT INV RELATED; VENICE, FL; GROCERY; START DATE: 09/30/2025; 20 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-07
S63 Uniform Securities Agent State Law Examination 2002-02-01
  • S66 Uniform Combined State Law Examination
    2006-12-07
  • S63 Uniform Securities Agent State Law Examination
    2002-02-01
Other Names
  • Elise Marie Lombardo

View on SEC IAPD

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