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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-01 |
Branch Locations
300 University Avenue Suite 200, Sacramento, CA 95825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Roseville | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 11/2016 | 04/2024 |
| Robert W Baird | Sacramento | CA | 04/2024 | Present |
NOTARY PUBLIC; NON INV RELATED; CALIFORNIA; NOTARIZE DOCUMENTS; START 6/09; 2 HRS PER MONTH 0 DURING TRADING AJI JAPANESE BISTRO, NOT INV RELATED, EL DORADO HILLS, CA, MANAGER, START 4/24/2017, 80 HOURS PER MONTH, ZERO DURING TRADING, OVERSEE STAFF AND FOOD SERVICE. Name/Address: OS Fuji LLC 1235 Broadway Sacramento CA 95818 Start Date: 11/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Manage full service restaurant and catering Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-30 |
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