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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-11
MN RA APPROVED 2014-01-31
  • FL RA
    APPROVED
    Since 2024-10-11
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

601 Carlson Parkway Suite 950, Minnetonka, MN 55305 • United States

7650 Edinborough Way Suite 300, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Minnetonka MN 12/2008 Present
  • 12/2008 → Present
    Robert W. Baird & Co.
    Minnetonka, MN
Other Businesses

Name/Address: DreamCatcher Retirement, LLC, 6958 Kenmare Dr., Bloomington, MN 55438 Start Date: Aug 20, 2024 Hours Spent: 6-10 per month; During Trading Hours: 0 Role/Responsibility: Owner Not Investment Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-09-05
S63 Uniform Securities Agent State Law Examination 1990-04-19
  • S65 Uniform Investment Adviser Law Examination
    1996-09-05
  • S63 Uniform Securities Agent State Law Examination
    1990-04-19
Other Names
  • Ron Matz

View on SEC IAPD

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