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Daphne L Carter

Edward Jones

St. Louis, MO

Rochester, IL

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-01-13
TX RA APPROVED_RES 2022-01-13
IL RA APPROVED 2022-01-12
  • MO RA
    APPROVED
    Since 2022-01-13
  • TX RA
    APPROVED_RES
    Since 2022-01-13
  • IL RA
    APPROVED
    Since 2022-01-12

Branch Locations

12555 Manchester Road, St. Louis, MO 63131 • United States

Rochester, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 08/2011 11/2017
Benjamin F Edwards & Co Springfield IL 11/2017 07/2020
Pnc Investments Springfield IL 09/2020 01/2022
Edward Jones St. Louis MO 01/2022 Present
  • 08/2011 → 11/2017
    Edward Jones
    St. Louis, MO
  • 11/2017 → 07/2020
    Benjamin F Edwards & Co
    Springfield, IL
  • 09/2020 → 01/2022
    Pnc Investments
    Springfield, IL
  • 01/2022 → Present
    Edward Jones
    St. Louis, MO
Previous Registrations
  • 2020-09-10 → 2022-01-13
    Pnc Wealth Management Llc
    Springfield, IL
    Springfield, IL
    Springfield, IL
    Springfield, IL
    Springfield, IL
  • 2017-11-17 → 2020-08-27
    Benjamin F. Edwards & Company, Inc.
    St. Louis, MO
    Springfield, IL
    Decatur, IL
  • 2012-01-30 → 2017-11-21
    Edward Jones
    Springfield, IL
    St Louis, MO
    Springfield, IL
    Springfield, IL
    St Louis, MO
    Springfield, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-04
  • S66 Uniform Combined State Law Examination
    2012-01-04
Other Names
  • Daphne L Rutherford
  • Daphne L Rose
  • Daphne Lynn Rutherford
  • Daphne Lynn Carter

View on SEC IAPD

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