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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
18 Corporate Woods Blvd Fl 2, Albany, NY 12211 • United States
Bradenton, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambride Investment Research, Inc. | Fairfield | IA | 09/2015 | 11/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2015 | 11/2020 |
| Lpl Financial, Llc | Albany | NY | 11/2020 | Present |
1) 11/09/2020 - DBA for LPL Business (entity for LPL business) - Rosemont Financial Group - Investment Related - At Reported Business Location(s) - Start date: 2015 - 35hrs/month during Trading 2) 04/13/2022 - Real Estate Rental - Investment Related - Latham, NY - Start date: 04/01/2022 - 1 Hours Per Month/ 0 Hours During Securities Trading. 3) 01/04/2024 - AARP Advocate Volunteer - Not Investment Related - Tallahassee, FL - Start Date 01/22/2024 - 1 Hour Per Month/ 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-10-01 |
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