Todd Richard Wert

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → Present
  Ubs Financial Services Inc.
  Scottsdale, AZ

Previous Registrations

• 2002-11-18 → 2004-04-26
  Morgan Stanley Dw Inc.
  Mesa, AZ
  Mesa, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-19
• S63 Uniform Securities Agent State Law Examination
  1988-02-09