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Stephen Craig Mcgrouther

Charles Schwab & Co., Inc.

Princeton, NJ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-03-14
  • NJ RA
    APPROVED
    Since 2022-03-14

Branch Locations

132 Nassau St Floor 1, Princeton, NJ 08542-7006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Princeton NJ 01/2022 Present
Charles Schwab Bank, Ssb Princeton NJ 07/2022 Present
Td Ameritrade Investment Management, Llc Princeton NJ 01/2008 09/2023
Td Ameritrade, Inc Princeton NJ 01/2008 07/2024
  • 01/2022 → Present
    Charles Schwab & Co., Inc.
    Princeton, NJ
  • 07/2022 → Present
    Charles Schwab Bank, Ssb
    Princeton, NJ
  • 01/2008 → 09/2023
    Td Ameritrade Investment Management, Llc
    Princeton, NJ
  • 01/2008 → 07/2024
    Td Ameritrade, Inc
    Princeton, NJ
Previous Registrations
  • 2008-03-03 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Princeton, NJ
    Princeton, NJ
  • 2008-03-03 → 2022-10-14
    Td Ameritrade, Inc.
    Princeton, NJ
    Omaha, NE
  • 2006-01-10 → 2008-02-04
    Cuna Brokerage Services, Inc.
    East Windsor, NJ
  • 2005-06-21 → 2006-01-04
    Wells Fargo Clearing Services, Llc
    Summit, NJ
    Oakhurst, NJ
  • 1998-11-02 → 2002-09-26
    Morgan Stanley Dw Inc.
    Palo Alto, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-06
S63 Uniform Securities Agent State Law Examination 1991-07-02
  • S65 Uniform Investment Adviser Law Examination
    2005-06-06
  • S63 Uniform Securities Agent State Law Examination
    1991-07-02
Other Names
  • Stephen Mcgrouther

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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