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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2017-03-01 |
| TX | RA | APPROVED | 2017-02-28 |
Branch Locations
60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Salt Lake City | UT | 01/1988 | 02/2017 |
| Bank Of America, N.A. | Salt Lake City | UT | 09/2011 | 02/2017 |
| Morgan Stanley | Salt Lake City | UT | 02/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 04/2017 | Present |
1. Rental Property; Orem, UT; Rental; Investment related; Sole Proprietor / Owner / Partner; 09/2008; During business hours: 1; After business hours: 1 2. Rental Property; Investment related; 224 E, Draper, UT; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 1; Owner. 3. Rental Property; Investment related; 211 E, Draper, UT; Rental; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 1; Owner.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-28 |
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