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Dennis Robert Betz

Ameriprise Financial Services, LLC

Lake Elmo, MN

Woodbury, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

8530 Eagle Point Blvd Ste 225, Lake Elmo, MN 55042-8652 • United States

Woodbury, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lake Elmo MN 10/2009 03/2020
Ameriprise Financial Services, Inc. Lake Elmo MN 10/2009 03/2020
Ameriprise Financial Services, Llc Lake Elmo MN 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lake Elmo, MN
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Lake Elmo, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Lake Elmo, MN
Previous Registrations
  • 2009-04-28 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Lake Elmo, MN
  • 2007-07-16 → 2009-05-13
    Ubs Financial Services Inc.
    St Paul, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-06
S63 Uniform Securities Agent State Law Examination 1987-07-02
  • S65 Uniform Investment Adviser Law Examination
    1999-10-06
  • S63 Uniform Securities Agent State Law Examination
    1987-07-02
Other Names
  • Dennis Betz

View on SEC IAPD

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Other Offices

SCM INVESTMENT SERVICES · LAKE ELMO, MN
LPL FINANCIAL LLC · LAKE ELMO, MN
PRINCIPAL SECURITIES, INC. · LAKE ELMO, MN
FRANCIS LLC · Lake Elmo, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · LAKE ELMO, MN
THRIVENT INVESTMENT MANAGEMENT INC. · Lake Elmo, MN
LPL FINANCIAL LLC · LAKE ELMO, MN
BEACON POINTE ADVISORS, LLC · Lake Elmo, MN

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