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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1998-02-10
  • TX RA
    APPROVED
    Since 1998-02-10

Branch Locations

301 Commerce St, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Worth TX 03/1995 Present
Merrill Lynch Fort Worth TX 03/1995 Present
Other Businesses

I*3263264 Entity Type: Fiduciary role Name of OBA: J. Y. Address: Burleson, Texas, 76028 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/30/2024 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Spouse

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-09
  • S63 Uniform Securities Agent State Law Examination
    1998-02-09

View on SEC IAPD

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