Charles Waserstein

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Aventura, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Aventura, FL

Previous Registrations

• 1997-01-03 → 2003-07-01
  Prudential Equity Group, Llc
  Aventura, FL

Other Businesses

1. 704 HALLANDALE LAND LC; INVESTMENT RELATED; COMMERCIAL RENTAL PROPERTY; CO-OWNER; MINIMAL TIME DEVOTD; 0 DURING TRADING HRS. 2. 27TH AVENUE FAMILY DOLLAR LC; INVESTMENT RELATED; COMMERCIAL RENTAL PROPERTY; CO-OWNER; MINIMAL TIME DEVOTED. 3. SUNSET CENTER; INVESTMENT RELATED; LLC FOR AN OFFICE BUILDING; CO-OWNER; START 2/27/97; MINIMAL TIME DEVOTED; NONE DURING TRADING HOURS. 4. MIAMI LAKES OFFICE CTR; INVESTMENT RELATED; OFFICE BLDG; CO-OWNER; START 2/27/97; MINIMAL TIME DEVOTED; NONE DURING TRADING HRS. 5. 125 LAND LC; INVESTMENT RELATED; RENTAL REAL ESTATE; CO-OWNER; START 7/16/02; MINIMAL TIME DEVOTED; 0 DURING TRADING HOURS. 6. CO-TRUSTEE OF FAMILY TRUST; INVESTMENT RELATED; BAL HARBOUR FL; BEGAN 4/2006, NO TIME SPENT. 7. LEASE FLORIDA DEVELOPMENT LLC, INVESTMENT RELATED, FT PIERCE, FL, 12% OWNER, START 3/2010, 0 HOURS PER MONTH, DUTIES: SILENT PARTNER. 8. WASS 28 FLAGLER LLC; INVESTMENT RELATED; MIAMI, FL; 4.7618% OWNERSHIP; START 1/10/10; HOURS: O PER MONTH - 0 DURING TRADING; DUTIES: NONE 9. LEASE FLA 62ND ST., LLC; INVESTMENT RELATED; MIAMI, FL; LLC FOR A COMMERCIAL RENTAL; 7.7% OWNERSHIP; START 3/17/2011; MINIMAL TIME DEVOTED; NONE DURING TRADING HOURS. 10. LEASE FLORIDA DOWNTOWN LLC; INVESTMENT RELATED; MIAMI, FL; REAL ESTATE; 15% OWNERSHIP; START 3/2012; 0 HRS PER MONTH. 11. RENTAL PROPERTY; INVESTMENT RELATED; SURFSIDE, FL; 33.3% OWNERSHIP; CONDO; START 4/2013; 0 HRS PER MONTH. 12. WSD HOLDINGS LLC; NOT INVESTMENT RELATED; HIGUEY, DOMINICAN REPUBLIC; VACANT LAND IN DOMINICAN REPUBLIC; START 7/2008; 0 HRS PER MONTH; NO DUTIES. 13. INVESTMENT PROPERTY; INV RELATED; BAL HARBOUR FL; 15% OWNERSHIP; START 8/2015; 0 HOURS PER MONTH, 0 DURING TRADING. 14. WASS SPRINGTREE HOLDINGS LLC; INV. RELATED; FORT LAUDERDALE, FL; 3% OWNERSHIP; RENTAL PROPERTY; START 10/9/2015; 0 HRS PER MONTH. 15. JNJ INVESTMENTS LLC; INV. RELATED; MIAMI, FL; START 8/1/2013; 1 HR PER MONTH; 1 HR DURING TRADING. 16. CORPORATE COURTS; INV RELATED; MIAMI LAKES, FL; FAMILY REAL ESTATE; 30% OWNERSHIP WITH SPOUSE; START 6/1/2001; 0 HOURS PER MONTH, 0 DURING TRADING; NO DUTIES. 17. LEASE FLORIDA FT. PIERCE, LLC, INV RELATED, MIAMI, FL, 11.8%, START 3/2010, 0 HOURS, NO DUTIES. 18. CO-TRUSTEE FOR SON'S TRUST, INV RELATED, SURFSIDE, FL, START 4/12/2006, ZERO HOURS PER MONTH, ZERO DURING TRADING. 19. LOAN, INV RELATED, START 5/12/2017, ZERO HOURS PER MONTH, ZERO DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-06-24
• S63 Uniform Securities Agent State Law Examination
  1987-05-26

Other Names

• Charles Waserstein
• Charles Wasserstein