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Vicky Kay Thomas

Stifel, Nicolaus & Company, Incorporated

Beaumont, TX

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-06
  • TX RA
    APPROVED
    Since 2023-10-06

Branch Locations

6310 Delaware Street, Beaumont, TX 77706 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Beaumont TX 07/2013 10/2023
Stifel, Nicolaus & Company, Incorporated Beaumont TX 10/2023 Present
Previous Registrations
  • 2013-07-05 → 2023-10-17
    Ubs Financial Services Inc.
    Beaumont, TX
  • 2009-06-01 → 2013-07-24
    Morgan Stanley
    Houston, TX
    Houston, TX
    Houston, TX
    Beaumont, TX
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Houston, TX
  • 1999-08-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Houston, TX
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-05
  • S63 Uniform Securities Agent State Law Examination
    1987-05-05
Other Names
  • Vicky Jan Thomas
  • Vicky Jan Blevins
  • Vicky K Thomas

View on SEC IAPD

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Other Offices

EDWARD JONES · BEAUMONT, TX
ROYAL FUND MANAGEMENT, LLC · Beaumont, TX
BROOKSTONE WEALTH ADVISORS, LLC · BEAUMONT, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Beaumont, TX
LPL FINANCIAL LLC · BEAUMONT, TX
EDWARD JONES · BEAUMONT, TX
EDWARD JONES · BEAUMONT, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · Beaumont, TX

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