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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-01-07 |
| TX | RA | APPROVED_RES | 2003-07-01 |
Branch Locations
255 E Brown St Ste 400, Birmingham, MI 48009 • United States
Farmington Hills, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Birmingham | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | MI | 11/2016 | Present |
SHIAWASEE PARKVIEW APARTMENTS LLC; INV RELATED; APARTMENT BUILDING, EIGHT RENTAL UNITS; 100% OWNERSHIP WITH SPOUSE / BOARD MEMBER; START 6/15/2016; 1 HOUR PER MONTH, 0 DURING TRADING; SPOUSE MANAGES PROPERTY; DUTY: REVIEW FINANCES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-30 |
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