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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-31 |
| TX | RA | APPROVED_RES | 2009-10-22 |
| WI | RA | APPROVED | 2008-11-21 |
Branch Locations
10 East Courtney Street, Rhinelander, WI 54501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Rhinelander | WI | 11/2008 | Present |
1. ON the GO LLC; 6474 Logging Camp Road Rhinelander WI 54501; Real estate and investments; Owner; Single entity LLC; affiliation started 11/10/2016; 10 hours per month; not during securities trading hours; not investment- related. 2.Township of Crescent; 3231 Golf Course Road, Rhinelander, WI 54501; Government; Town Plan Committee; Help develop a land use policy; 10/07/2021; 10 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 3. Rotary International of Rhinelander; P.O. Box 715 Rhinelander WI 54501; Community Service Organization; President; Responsible for all affairs of the local chapter and to communicate with the district leaders; 07/01/2025; 20 hrs/month; During security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-23 |
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