Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-11
WI RA APPROVED 2025-07-11
  • TX RA
    APPROVED
    Since 2025-07-11
  • WI RA
    APPROVED
    Since 2025-07-11

Branch Locations

10 East Courtney Street, Rhinelander, WI 54501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle St. Securities, Llc Chicago IL 11/2001 06/2025
Stifel Rhinelander WI 06/2025 Present
  • 11/2001 → 06/2025
    Lasalle St. Securities, Llc
    Chicago, IL
  • 06/2025 → Present
    Stifel
    Rhinelander, WI
Other Businesses

1. Het Lands LLC; 3748 N. Faust Lake Rd Rhinelander, WI 54501; The LLC is the owner of the building that the local Stifel office leases; Owner; I own the LLC; 01/01/2009; 5hrs/wk; During securities trading hours; Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-12
S63 Uniform Securities Agent State Law Examination 1999-12-20
  • S65 Uniform Investment Adviser Law Examination
    2025-04-12
  • S63 Uniform Securities Agent State Law Examination
    1999-12-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rhinelander, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor