Scott D Steele

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Raymond James Financial Services, Inc.
  Waynesville, NC
• 04/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Waynesville, NC
• 01/2020 → Present
  Raymond James & Associates, Inc
  Waynesville, NC

Previous Registrations

• 2012-09-26 → 2015-11-02
  Wells Fargo Clearing Services, Llc
  Tampa, FL
  Jacksonville, FL
  Tampa, FL
• 2012-03-21 → 2012-07-25
  Ameriprise Financial Services, Llc
  Columbia, SC
• 2009-10-23 → 2012-01-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Baton Rouge, LA
  Atlanta, GA
  Mount Pleasant, SC
  Greenville, SC
  Alpharetta, GA
  Germantown, TN
• 2008-05-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Alpharetta, GA
  Atlanta, GA
  Memphis, TN
  Columbia, SC
  Charleston, SC
  Columbia, SC
  Greenville, SC
• 1987-06-22 → 2007-10-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ridgeland, MS

Other Businesses

(1) Name of Business: Address: Waynesville, NC, 28804, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental House owned by me and my spouse.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-16
• S63 Uniform Securities Agent State Law Examination
  1986-11-04

Other Names

• Scott Douglas Steele