John Kinney Mead

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1994 → Present
  Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
  Stratford, CT

Other Businesses

1. 5/2/2007 - No Business Name - Not Investment Related - 740 Oronoque Lane, Stratford, CT - Other-Office Rental - Time Spent 5% - Providing access to and use of the Non-OSJ Branch Office at 740 Oronoque Lane, Stratford, CT to Steven M. Tuchband (LPL rep code GT1A) for the purpose of running his securities and investment business at this address. 2. 5/2/2007 - JOHN K. MEAD - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 0% - INSURANCE SALES. 3. 2/12/2021 - All Seasons Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/14/2021 - 172 Hours Per Month/7 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-01-07
• S63 Uniform Securities Agent State Law Examination
  1987-11-06