Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-10-24 |
| CT | RA | APPROVED | 1995-02-24 |
Branch Locations
1077 Bridgeport Ave Ste 301, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Stratford | CT | 12/1994 | Present |
1. 5/2/2007 - No Business Name - Not Investment Related - 740 Oronoque Lane, Stratford, CT - Other-Office Rental - Time Spent 5% - Providing access to and use of the Non-OSJ Branch Office at 740 Oronoque Lane, Stratford, CT to Steven M. Tuchband (LPL rep code GT1A) for the purpose of running his securities and investment business at this address. 2. 5/2/2007 - JOHN K. MEAD - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 0% - INSURANCE SALES. 3. 2/12/2021 - All Seasons Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/14/2021 - 172 Hours Per Month/7 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-06 |
Reach out to this advisor