John Edward Gillman

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-04-03
OH	RA	APPROVED	2007-02-09

TX RA
APPROVED_RES

Since 2018-04-03
OH RA
APPROVED

Since 2007-02-09

Branch Locations

312 Walnut Street Suite 3300, Cincinnati, OH 45202 • United States

Cincinnati, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Cincinnati	OH	02/2007	Present

02/2007 → Present

Ubs Financial Services Inc

Cincinnati, OH

Previous Registrations

1999-10-15 → 2007-02-09

Keybanc Capital Markets Inc.

Cincinnati, OH

Cincinnati, OH

Other Businesses

Emotional rescue LLC; Cincinnati, Ohio 45229; Company; Real Estate; property rental; Executive director; run operation; Start date: 1/1/2010

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-03-19
S63	Uniform Securities Agent State Law Examination	1986-11-10

S65 Uniform Investment Adviser Law Examination

2002-03-19
S63 Uniform Securities Agent State Law Examination

1986-11-10

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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