Michael William Roberts

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APP_PEND_IARCE	2026-01-01
TX	RA	APPROVED_RES	2014-05-09

OK RA
APP_PEND_IARCE

Since 2026-01-01
TX RA
APPROVED_RES

Since 2014-05-09

Branch Locations

4160 Se Adams Rd Ste 102, Bartlesville, OK 74006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Bartlesville	OK	05/2014	11/2016
Wells Fargo Clearing Services, Llc	Bartlesville	OK	11/2016	Present

05/2014 → 11/2016

Wells Fargo Advisors Llc

Bartlesville, OK
11/2016 → Present

Wells Fargo Clearing Services, Llc

Bartlesville, OK

Previous Registrations

2009-06-01 → 2014-05-14

Morgan Stanley

Bartlesville, OK
2001-06-26 → 2009-06-01

Citigroup Global Markets Inc.

Bartlesville, OK

Bartlesville, OK

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-11-18
S63	Uniform Securities Agent State Law Examination	1985-11-21

S65 Uniform Investment Adviser Law Examination

1993-11-18
S63 Uniform Securities Agent State Law Examination

1985-11-21

Other Names

Mike Roberts

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews