Marcus Andrew Heckman

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2025-02-10
OK	RA	APPROVED	2015-03-02
TX	RA	APPROVED_RES	2015-03-02

AR RA
APPROVED

Since 2025-02-10
OK RA
APPROVED

Since 2015-03-02
TX RA
APPROVED_RES

Since 2015-03-02

Branch Locations

Fayetteville, AR • United States

4160 Se Adams Rd Ste 102, Bartlesville, OK 74006 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of Oklahoma	Tulsa	OK	04/2010	Present
Wells Fargo Advisors Llc	Tulsa	OK	02/2015	11/2016
Wells Fargo Clearing Services, Llc	Tulsa	OK	11/2016	Present

04/2010 → Present

Bank Of Oklahoma

Tulsa, OK
02/2015 → 11/2016

Wells Fargo Advisors Llc

Tulsa, OK
11/2016 → Present

Wells Fargo Clearing Services, Llc

Tulsa, OK

Previous Registrations

2010-04-13 → 2015-03-11

Bok Financial Securities, Inc.

Tulsa, OK

Tulsa, OK

Tulsa, OK

Tulsa, OK
2008-12-23 → 2010-03-29

Wells Fargo Clearing Services, Llc

Bartlesville, OK

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-12-22

S66 Uniform Combined State Law Examination

2008-12-22

Other Names

Marcus Heckman

View on SEC IAPD