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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-07-12 |
| OK | RA | APPROVED | 2008-01-01 |
Branch Locations
4160 Se Adams Rd Ste 102, Bartlesville, OK 74006 • United States
6060 S American Plaza St E Ste 400, Tulsa, OK 74135 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Bartlesville | OK | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bartlesville | OK | 11/2016 | Present |
C&B CARPETS & SERVICES, INC; INV RELATED;TULSA,OK; CARPET & FLOORING COMPANY;20% OWNERSHIP; START DATE: 01/01/2027; 2 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-24 |
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