Best Investors Account Sign in

James Steven Epervary

Pnc Wealth Management LLC

Cherry Hill, NJ

Williamsburg, VA

Claim This Profile
Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-01-24
  • VA RA
    APPROVED
    Since 2022-01-24

Branch Locations

200 Lake Drive East 3Rd Floor, Cherry Hill, NJ 08002 • United States

Williamsburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Jersey City NJ 09/2008 01/2021
Pnc Wealth Management Cherry Hill NJ 11/2021 Present
Retired / Unemployed Williamsburg VA 01/2021 11/2021
  • 09/2008 → 01/2021
    Td Ameritrade
    Jersey City, NJ
  • 11/2021 → Present
    Pnc Wealth Management
    Cherry Hill, NJ
  • 01/2021 → 11/2021
    Retired / Unemployed
    Williamsburg, VA
Previous Registrations
  • 2008-10-14 → 2021-01-11
    Td Ameritrade, Inc.
    West Hartford, CT
    Boston, MA
    Omaha, NE
    Burlington, MA
    Boston, MA
    Boston, MA
    Burlington, MA
    Bedford, NH
    Boston, MA
    Omaha, NE
    Providence, RI
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Boston, MA
    Bedford, NH
    Glen Allen, VA
  • 2008-10-14 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Boston, MA
    Quincy, MA
    Boston, MA
    Manchester, NH
    Boston, MA
    Burlington, MA
    Quincy, MA
    Quincy, MA
    Quincy, MA
    Quincy, MA
    Manchester, NH
    Glen Allen, VA
  • 2006-05-25 → 2008-07-29
    Tiaa-Cref Individual & Institutional Services, Llc
    Dublin, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-17
S63 Uniform Securities Agent State Law Examination 1985-11-14
  • S65 Uniform Investment Adviser Law Examination
    2006-08-17
  • S63 Uniform Securities Agent State Law Examination
    1985-11-14
Other Names
  • Jim Hay
  • Jim Epervary

View on SEC IAPD

Other Firms

EQUITABLE ADVISORS, LLC
HIGHTOWER ADVISORS, LLC
EAGLE STRATEGIES LLC
TD PRIVATE CLIENT WEALTH LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC
S & A FINANCIAL STRATEGIES & SERVICES, LLC

Other Investors

JOHN G MCCORMICK
SEAN MICHAEL STONEBACK
FRANK ANTHONY COSTA
VINCENT DANIEL MALAZITA
MATTHEW DONNELLY
Joseph Gallagher McKeon
ALEXIS DERGALIS
FRANCIS ALOYSIUS DONNELLY III

Other Offices

EQUITABLE ADVISORS, LLC · CHERRY HILL, NJ
HIGHTOWER ADVISORS, LLC · Cherry Hill, NJ
EAGLE STRATEGIES LLC · CHERRY HILL, NJ
TD PRIVATE CLIENT WEALTH LLC · Cherry Hill, NJ
CETERA INVESTMENT ADVISERS LLC · CHERRY HILL, NJ
CETERA INVESTMENT ADVISERS LLC · Cherry Hill, NJ
CETERA INVESTMENT ADVISERS LLC · CHERRY HILL, NJ
CETERA INVESTMENT ADVISERS LLC · MAPLE SHADE, NJ

More in Cherry Hill, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor