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Sean Michael Stoneback

Equitable Advisors, LLC

Cherry Hill, NJ

CRD 4978553

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-30
NJ RA APPROVED 2006-01-11
  • TX RA
    APPROVED_RES
    Since 2012-05-30
  • NJ RA
    APPROVED
    Since 2006-01-11

Branch Locations

210 Lake Drive East Suite 310, Cherry Hill, NJ 08002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2005 06/2020
Equitable Advisors, Llc New York NY 06/2005 Present
Other Businesses

1) HUNTING PARK FINANCIAL PARTNERS LLC, 210 LAKE DRIVE EAST SUITE 310 CHERRY HILL NJ 08002, MEMBER OF A LIMITED LIABILITY COMPANY, DUTIES: COLLECT MONEY FROM OTHER MEMBERS TO BE USED TO PAY RENT, UTILITIES AND BUSINESS EXPENSES FOR OAK FINANCIAL PARTNERS LLC, START DATE: 2/3/22, 5 HRS PER MO; BANK ACCOUNT, NOT A SIGNATOR ON ACCOUNT; 2) ADMINISTRATOR OR EXECUTOR OF AN ESTATE OR TRUSTEE OF A TRUST FOR A NON-FAMILY OR FAMILY MEMBER (REVISED 10/10/2015), CO-EXECUTOR OF MY GRANDPARENTS' ESTATE; 3) OUTSIDE INSURANCE BROKERAGE BUSINESS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-29
  • S66 Uniform Combined State Law Examination
    2005-12-29

View on SEC IAPD

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