Best Investors Account Sign in

Kenneth Irving Eisenberg

Ubs Financial Services Inc.

Boca Raton, FL

Northfield, NJ

CRD 1400486

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-08
FL RA APPROVED 2010-10-20
NJ RA APPROVED 2002-07-22
  • TX RA
    APPROVED_RES
    Since 2012-05-08
  • FL RA
    APPROVED
    Since 2010-10-20
  • NJ RA
    APPROVED
    Since 2002-07-22

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

1337 Tilton Road, Northfield, NJ 08225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Northfield NJ 02/2000 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-05-28
  • S63 Uniform Securities Agent State Law Examination
    1987-05-28

View on SEC IAPD

Nearby Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC

Nearby Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS

Nearby Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL

More in Boca Raton, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor