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Stephen Edward Allen

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-04
TX RA APPROVED 2024-11-04
  • PA RA
    APPROVED
    Since 2024-11-04
  • TX RA
    APPROVED
    Since 2024-11-04

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2021 Present
Radiant Global Logistics Edison NJ 09/2020 06/2021
Xpo Logistics Jacksonville FL 12/2017 09/2020
Enterprise Holdings Inc. Jacksonville FL 07/2008 11/2017
Lowe's Home Improvement Upper Moreland PA 04/2021 11/2021
Shipt Inc. Abington PA 03/2020 05/2021
Domino's Pizza Jacksonville Beach FL 01/2018 11/2018
Ymca Hatboro PA 08/2023 Present
Self-Employed Willow Grove PA 07/2025 Present
Vanguard Marketing Corporation Malvern PA 06/2021 Present
  • 06/2021 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 09/2020 → 06/2021
    Radiant Global Logistics
    Edison, NJ
  • 12/2017 → 09/2020
    Xpo Logistics
    Jacksonville, FL
  • 07/2008 → 11/2017
    Enterprise Holdings Inc.
    Jacksonville, FL
  • 04/2021 → 11/2021
    Lowe's Home Improvement
    Upper Moreland, PA
  • 03/2020 → 05/2021
    Shipt Inc.
    Abington, PA
  • 01/2018 → 11/2018
    Domino's Pizza
    Jacksonville Beach, FL
  • 08/2023 → Present
    Ymca
    Hatboro, PA
  • 07/2025 → Present
    Self-Employed
    Willow Grove, PA
  • 06/2021 → Present
    Vanguard Marketing Corporation
    Malvern, PA
Other Businesses

NAME OF BUSINESS: YMCA NON-INVESTMENT RELATED ADDRESS: HATBORO, PA NATURE OF BUSINESS: FITNESS POSITION: FITNESS INSTRUCTOR START DATE: 08/2023 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 8 DUTIES: FITNESS INSTRUCTOR NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: WILLOW GROVE, PA NATURE OF BUSINESS: DELIVERY POSITION: CONTRACTOR FOR DOORDASH START DATE: 07/2025 APPROXIMATE HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVER ORDERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-04
S63 Uniform Securities Agent State Law Examination 2021-07-09
  • S66 Uniform Combined State Law Examination
    2024-11-04
  • S63 Uniform Securities Agent State Law Examination
    2021-07-09

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