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4331 North 156Th Street, Omaha, NE 68116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-06 |
| NE | RA | APPROVED | 2024-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 06/2021 | 01/2022 |
| Kroeger Lawn And Landscape | Omaha | NE | 03/2019 | 05/2021 |
| Carrabba's Italian Grill | Omaha | NE | 10/2018 | 05/2021 |
| Ups | Omaha | NE | 06/2018 | 06/2018 |
| Better Homes And Gardens | Omaha | NE | 03/2018 | 03/2021 |
| Charleston's | Omaha | NE | 10/2017 | 06/2018 |
| Keller Williams Realty | Omaha | NE | 06/2017 | 03/2018 |
| Kum And Go | Omaha | NE | 10/2016 | 04/2017 |
| Target | Omaha | NE | 02/2016 | 06/2016 |
| Cave Custom Lawn Care | Omaha | NE | 04/2011 | 03/2018 |
| University Of Nebraska Omaha | Omaha | NE | 01/2019 | 05/2021 |
| Metropolitan Community College | Omaha | NE | 08/2014 | 07/2016 |
| Raymond James & Associates, Inc. | Omaha | NE | 06/2022 | 04/2024 |
| 2.JOhnny's Italian Steak House | Omaha | NE | 01/2022 | 05/2022 |
| Ellerbrock-Norris Wealth Strategies Llc | Omaha | NE | 04/2024 | Present |
Seth Cave; Investment-related; Private residence in Omaha, NE; Insurance; Licensed Insurance Agent; Start date: 07/18/2022; Less than 5 hours per month; Less than 1 hour during trading per day; Sell insurance products. The Lawn Standard LLC; Not investment-related; Private residence in Omaha, NE; Lawn Care; Passive Investor; Start date: 01/13/2026; 5-10 hours/month; 0 hours during trading hours; Silent partner in a lawn and landscaping company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-16 |
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