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Current Employers
Ellerbrock-Norris Wealth Strategies Llc

4331 North 156Th Street, Omaha, NE 68116 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-06
NE RA APPROVED 2024-04-15
  • TX RA
    APPROVED
    Since 2025-05-06
  • NE RA
    APPROVED
    Since 2024-04-15

Branch Locations

4331 North 156Th Street, Omaha, NE 68116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 06/2021 01/2022
Kroeger Lawn And Landscape Omaha NE 03/2019 05/2021
Carrabba's Italian Grill Omaha NE 10/2018 05/2021
Ups Omaha NE 06/2018 06/2018
Better Homes And Gardens Omaha NE 03/2018 03/2021
Charleston's Omaha NE 10/2017 06/2018
Keller Williams Realty Omaha NE 06/2017 03/2018
Kum And Go Omaha NE 10/2016 04/2017
Target Omaha NE 02/2016 06/2016
Cave Custom Lawn Care Omaha NE 04/2011 03/2018
University Of Nebraska Omaha Omaha NE 01/2019 05/2021
Metropolitan Community College Omaha NE 08/2014 07/2016
Raymond James & Associates, Inc. Omaha NE 06/2022 04/2024
2.JOhnny's Italian Steak House Omaha NE 01/2022 05/2022
Ellerbrock-Norris Wealth Strategies Llc Omaha NE 04/2024 Present
  • 06/2021 → 01/2022
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2019 → 05/2021
    Kroeger Lawn And Landscape
    Omaha, NE
  • 10/2018 → 05/2021
    Carrabba's Italian Grill
    Omaha, NE
  • 06/2018 → 06/2018
    Ups
    Omaha, NE
  • 03/2018 → 03/2021
    Better Homes And Gardens
    Omaha, NE
  • 10/2017 → 06/2018
    Charleston's
    Omaha, NE
  • 06/2017 → 03/2018
    Keller Williams Realty
    Omaha, NE
  • 10/2016 → 04/2017
    Kum And Go
    Omaha, NE
  • 02/2016 → 06/2016
    Target
    Omaha, NE
  • 04/2011 → 03/2018
    Cave Custom Lawn Care
    Omaha, NE
  • 01/2019 → 05/2021
    University Of Nebraska Omaha
    Omaha, NE
  • 08/2014 → 07/2016
    Metropolitan Community College
    Omaha, NE
  • 06/2022 → 04/2024
    Omaha, NE
  • 01/2022 → 05/2022
    2.JOhnny's Italian Steak House
    Omaha, NE
  • 04/2024 → Present
    Omaha, NE
Previous Registrations
Other Businesses

Seth Cave; Investment-related; Private residence in Omaha, NE; Insurance; Licensed Insurance Agent; Start date: 07/18/2022; Less than 5 hours per month; Less than 1 hour during trading per day; Sell insurance products. The Lawn Standard LLC; Not investment-related; Private residence in Omaha, NE; Lawn Care; Passive Investor; Start date: 01/13/2026; 5-10 hours/month; 0 hours during trading hours; Silent partner in a lawn and landscaping company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-27
S63 Uniform Securities Agent State Law Examination 2021-07-16
  • S66 Uniform Combined State Law Examination
    2022-06-27
  • S63 Uniform Securities Agent State Law Examination
    2021-07-16
Designations
Other Names
  • Seth Cave

View on SEC IAPD

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