Connor Tumblin

Current Employers

Employment History

• 12/2010 → 05/2019
  Otsego Local Schools
  Tontogany, OH
• 05/2017 → 08/2017
  D&D Industries
  Monclova, OH
• 04/2018 → 10/2018
  Riverby Hills Golf Club
  Bowling Green, OH
• 04/2019 → 10/2019
  Riverby Hills Golf Club
  Bowling Green, OH
• 03/2020 → 08/2020
  Riverby Hills Golf Club
  Bowling Green, OH
• 08/2020 → 12/2020
  The Retirement Guys Formula
  Maumee, OH
• 12/2020 → Present
  The Retirement Guys Formula
  Maumee, OH
• 10/2019 → 03/2020
  Unemployed
  Haskins, OH
• 01/2024 → Present
  Peak Brokerage Services, Llc
  Jupiter, FL

Other Businesses

1) Business Activity: RIA; Business Entity: Retirement Guys Formula; Address: Maumee, OH; Duties of Position: Day to day compliance tasks; Title: Compliance Specialist; Start Date: 08/25/2020; Approx. # of hours per month spent on activity: 40; Approx. # of hours spent during trading hours: 40 2) Business Activity: RIA; Business Entity: Retirement Guys Formula: Address: Maumee, OH; Duties of Position: Provide financial advice to clients; Title: IAR; Start Date: 01.10.2021; Approx. # of hours per month spent on activity: 10; Approx. # of hours spent during trading hours: 10 3) Business Activity: Insurance Agent; Business Entity: CU Specialist; Address: Maumee, OH; Duties of Position: Sell life and health insurance; Title: Insurance Agent; Start Date: 09.25.2023; Approx. # of hours per month spent on activity: 10; Approx. # of hours spent during trading hours: 10 4.) Peak Brokerage Services, LLC, investment related, Jupiter, FL, Broker Dealer, Registered Support Staff, Start Date 01/2024, approximately 5 hours/month devoted to this business with all hours during securities trading hours

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-11-29
• S65 Uniform Investment Adviser Law Examination
  2021-01-08

Other Names

• Connor Reed Tumblin