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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-10-19
  • MI RA
    APPROVED
    Since 2012-10-19

Branch Locations

835 Mason St Ste B280, Dearborn, MI 48124 • United States

Dearborn, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Dearborn MI 10/2012 03/2020
Ameriprise Financial Services, Llc Dearborn MI 03/2020 Present
Previous Registrations
  • 2012-02-29 → 2012-10-19
    Dearborn, MI
  • 2010-06-18 → 2010-12-31
    1St Global Advisors Inc
    Dearborn, MI
Other Businesses

Business Ownership; Dale A Bender PLC; ; Tax Preparation; 290 Town Center Drive, Suite 420-C Dearborn, MI 48126, ,; Not Investment-Related; 01/01/1992; 60 hours per month; 60 during trading hours. Board of Directors; Dearborn Rotary Foundation; Treasurer; PO Box 2347 Dearborn, MI 48123, ,; ; 01/01/1998; 1 to 9 hours per month; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-27
S63 Uniform Securities Agent State Law Examination 1999-10-21
  • S65 Uniform Investment Adviser Law Examination
    2002-12-27
  • S63 Uniform Securities Agent State Law Examination
    1999-10-21

View on SEC IAPD

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