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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-07-21
  • IN RA
    APPROVED
    Since 2026-07-21

Branch Locations

10705 Broadway, Crown Point, IN 46307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purdue Northwest Hammond IN 08/2018 05/2022
Lincoln Way East Highschool Frankfort IL 08/2014 08/2018
Ubs Chicago IL 07/2022 07/2026
Bmo Bank Crown Point IN 07/2026 Present
Lpl Financial Llc Crown Point IN 07/2026 Present
  • 08/2018 → 05/2022
    Purdue Northwest
    Hammond, IN
  • 08/2014 → 08/2018
    Lincoln Way East Highschool
    Frankfort, IL
  • 07/2022 → 07/2026
    Ubs
    Chicago, IL
  • 07/2026 → Present
    Bmo Bank
    Crown Point , IN
  • 07/2026 → Present
    Crown Point, IN
Previous Registrations
  • 2022-10-17 → 2026-07-06
    Indianapolis, IN
    Chicago, IL
    Weehawken, NJ
    Charlotte, NC
    Weehawken, NJ
    Chicago, IL
Other Businesses

1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name BMO Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 07/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-17
  • S66 Uniform Combined State Law Examination
    2022-10-17

View on SEC IAPD

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